NATIVE FISH SOCIETY P.O. BOX 19570 PORTLAND, OREGON 97208 503/977-0287 June 20, 1997 Mark Chilcote Fish Conservation Program Leader Oregon Department of Fish and Wildlife P.O. Box 59 Portland, Oregon 97207 Dear Mark: Thanks for asking for my comments on the department's report Conservation Status of Steelhead in Oregon. You asked for my comments on listing and de-listing section and recommendations. In addition, I would like to address some other portions of the report such as the methods and Mid-Columbia River ESU section. METHODS: To begin, I read the Methods Section regarding the model used to determine the status of native steelhead in Oregon. While this model may be a useful tool in assessing native steelhead status, it relies on a larger number of assumptions, a poor data base on native steelhead populations such as abundance, no discount for hatchery fish reproductive success, a poor data base on native steelhead age composition by population and other data problems. These data problems would mean the model is able to create a general frame of reference to compare native populations, but the power of the model to describe the actual status of populations and therefore ESUs would seem to be weak. Given the poor data base one has to try and assemble what is known and do the best possible evaluation. However, I would hesitate to use the model as a means to describe status of native populations or ESUs. I believe that the problems of this model show up in the assessment of the Mid-Columbia ESU where in the summary section the model fails to adequately describe the condition of the Deschutes summer steelhead. On page 81, the following statement is made: "...extinction for the seven populations examined for this ESU is zero over the next 100 years. However,...this is probably the wrong conclusion for the Deschutes population because of the dramatic reductions in productivity that have occurred during the last 3 years." The Deschutes summer steelhead data base is relatively rich compared to data on most other streams, populations, and ESUs, such as the SW Washington ESU, so I am forced to wonder how well the model is able to describe the status of native populations where the data is poor and the problems are more subtle. This model should be verified before it is used as a tool to assess the status of native steelhead and the assumptions should be critically reviewed. The model should be subject to independent scientific peer review before ODFW uses it as a definitive tool to describe steelhead status. MID-COLUMBIA ESU: This section overlooks the effects of ten years of drought on populations in the John Day and Deschutes rivers. The years 1982 and 1983 were abnormally wet years. This wet, cool weather cycle improve freshwater rearing and migration conditions over the preceding years. If one looks at the smolt survival passage at mainstem Columbia River dams and resulting adult returns in the Snake River, there is a positive response with increasing adult returns. Likewise, if one looks at the spawner counts in the John Day River (page 77) there is a similar response in 1 and 2 salt adult returns following this wet cycle in 1986, 1987, and 1988. Following this wet, cool period, there is a ten year drought and poor ocean productivity. Both the freshwater and ocean rearing conditions deteriorated and native salmonid populations declined to low levels again. The cool, wet cycle of 1996 and 1997 will probably improve rearing conditions and if the ocean productivity is relatively good, the adult spawner numbers in the John Day and Deschutes should increase. The problem as you point out is: Are the populations exhibiting enough resilience to respond to favorable environments ? This is the key point. In your assessment of the John Day you say, the " lower mainstem tributaries and South Fork show the least indication of bouncing back to equilibrium abundance levels" (page 78). That is predicable given the poor habitat conditions in those areas. The combination of habitat degradation, drought, poor ocean survival, predation, mainstem passage, and harvest become more than a population can withstand. Their reproductive potential is not enough to compensate for these combined stresses. Eventually, these populations lose resilience and are unable to respond to favorable environmental conditions. On the Deschutes, one more complication you mention is also a factor, that is, the disorganizing effect of out-of-basin strays on the native gene pool and the resulting lowered survival of hatchery/wild crosses in the natural environment. On page 76 you say: "The environmental conditions within the Deschutes basin have remained relatively unchanged over the last 10 years. Because of this observation and the ecological similarity between resident rainbow and steelhead, it is difficult to hypothesize habitat loss and degradation has been the cause of the wild steelhead decline over the last 10 years. " This is true if you only consider the mainstem, but it may not true if you consider the small tributaries entering the mainstem. Many of these small tributaries flow in March through June, then they dry up entirely or in their lower mile or two. Lets look at one tributary that fits this profile, Eagle Creek at Dant ( I am enclosing a review of this stream with this letter). This stream during cool, wet cycles is open to steelhead spawners in March and for outmigration of parr until mid-June. The lower two miles of stream go dry as the water subs-out into the gravel in June. However, above this point the stream flows year round and supports juvenile steelhead. In the next March this stream opens up and juveniles and smolts can enter the Deschutes. My recent visit to this stream revealed thousands of parr rainbow/steelhead in the first two miles of this stream. I would suggest that these streams have selected for a steelhead life history similar to Rogue River summer steelhead described by Fred Everest. These small tributaries to the lower Deschutes could be very important to wild steelhead productivity. The ten year drought, however, did have a large effect on the productivity of these small streams, many of which were not accessible to adult spawners. The mainstem then, becomes the alternative for spawning. Recent work by Chris Zimmerman on early life history interactions between steelhead and resident rainbow has shown that steelhead smolts from Ten Mile Creek, a small tributary of Trout Creek, produces juveniles that are twice the size and are in better condition than juveniles of the same age in the mainstem Deschutes. The warm water environments of these small streams may be giving the steelhead that use them a competitive advantage during early life history. Is it possible that these small streams are vastly more important to wild steelhead production than thought? Could the effects of drought on these small streams be a factor in wild steelhead decline? Are these small streams also a refuge for the native gene pool of wild Deschutes steelhead where they are less affected by strays from other Columbia River streams and hatcheries? These questions are important to assessing the status of Deschutes River native steelhead. I believe the assumption that the Deschutes was "relatively unchanged over the last ten years" is wrong because it does not consider the effect of drought on tributaries during the last ten years and the effect on wild steelhead productivity that these tributaries represent. Your point about the resiliency of the population, however, is valid as is the effect strays may be having on the reproductive potential of native Deschutes steelhead. I believe your assessment of stray steelhead is important and this is a factor affecting the Deschutes more than other mid-Columbia tributaries you evaluated. I have supplied you with my letter to the National Marine Fisheries Service where I review the increased stray rate of steelhead exposed to truck transport on the Columbia using their own technical reports. The stray rate can be reduced considerably in the Deschutes if trucks are no longer used to transport steelhead. This would allow the native steelhead in the Deschutes to reorganize and increase their fitness to the environmental conditions of that system. This, in combination with improve habitat conditions on small tributaries in the lower Deschutes, would be the path of choice for restoring native steelhead in that system. As you note, the situation is severe and action must be taken immediately. The long-term health of native steelhead is a major issue for all systems evaluated. I was encouraged by your assessment of the Umatilla steelhead and the apparent lack of degrading effect of the hatchery program using native stock. However, the lack of effect may be a factor of our gross measurements. It is important to establish a better understanding of steelhead life history to determine if long-term health of these populations are actually being maintained by fish management practices and habitat management. For example, the Deschutes River steelhead management program has focused on hatchery mitigation for hydro dams, but it has overlooked the selective pressures of mainstem Columbia net harvest and the value of small tributary production. Consequently, when the native steelhead decline to very low levels we notice a problem that escaped earlier detection. It is not good enough to say the hatchery program on the Umatilla is not having an effect when our ability to measure effects is on such a gross level. Domestication selection in hatcheries is becoming an issue that should be factored into assessments of native steelhead health. Apparently, even if a hatchery brood stock is derived from a native stock and constantly refreshed with native stock, the hatchery population still diverges from the original wild stock, causing lowered fitness of the hatchery fish in nature. The interbreeding between hatchery and wild stock then causes the wild stock productive potential to decline. The status review does not discuss this problem, but it should. Strict gene and life history diversity protocols have to be established for each hatchery program, including those in other states that produce potential strays, in order to maintain the reproductive fitness of locally adapted native populations. It is equally important for harvest to be managed to make sure the escapement numbers support genetic diversity and nutrient loading for native populations. In addition, the habitats that locally adapted native populations rely upon must be restored and protected in order to maintain the gene and life history diversity of native populations. All these factors are key to maintaining the long-term resilience of native populations so they can respond effectively to a fluctuating environment. But our management of steelhead and other salmonids has not been effective in this regard because it is production rather than ecologically based. Your assessment has been able to pick up on gross changes in steelhead health but it is not adequate, given the lack of data, to determine risk. All the evaluated populations are at risk until there is a better data base on the life history and genetic diversity, harvest and hatchery impacts on that diversity, and the habitat conditions and trends that maintain that diversity. While your model is a valuable tool to peek, in a gross way, into the status of steelhead in the areas evaluated, it is not adequate to describe the long term health of these populations. We have learned by recent history that the combination of prolonged drought, poor ocean productivity, passage mortality on the Columbia, harvest, hatchery interactions, and habitat degradation are more than steelhead reproductive potential can cope with. When all these "stars" line- up, native populations crash. These factors represent a real problem for native populations that are small and less productive. These populations, however, are vital to the long-term health of the metapopulation (ESU) and represent the adaptive margins and important genetic and life history diversity within the species. A management program that tries to maintain the larger populations but provides no protection for small less productive populations cannot sustain the health of the resource, yet that is the management program we have in place. The model you have developed is still not strong and robust enough, primarily because of assumptions and poor data, to pick up subtle changes in native steelhead productivity that over the long term accumulate into big changes as seen on the Deschutes. COMMENTS ON LISTING RECOMMENDATIONS: This steelhead status review will, no doubt, be sent to the National Marine Fisheries Service. As you know the only two categories for listing are threatened or endangered. However, you add the categories sensitive and critical to this status review. Consequently, your status review, from the perspective of federal listing, would support a threatened listing for only the Upper Willamette ESU, and all other ESUs would be "unwarranted." This assessment is a mixed bag, aimed more at a state process than a federal listing of steelhead. It would be helpful, if the section on listing, at the end of the status review, would evaluate the status of steelhead in Oregon for both the federal and state Endangered Species Acts. By doing this, the status review would be made less confusing. On page 101 you give weight to the model over other indicators of status such as hard data. I believe this is a mistake because the poor data base and assumptions in running the model cause it to be a rather weak evaluation of extinction probability. In addition, there seems to be disagreement between what the model predicts and what the indicators reveal about status of many populations of these ESUs. The status review also assumes an improving ocean production and presumed positive effects from fishery and land management changes (page 101). The status review ought to consider the present condition of the populations in question rather than factor in assumed benefits form changing natural climatic cycles and management actions. This skews the status review and creates a bias founded upon some future condition. This approach is inappropriate and weakens the status review. If you wanted to explore how assumed positive changes in climate and agency action may benefit populations, then the status review should have three scenarios: Status review based on current conditions, a review based on potentially improved conditions, and one based on potentially degraded conditions. This would provide a range of potential status levels for each population evaluated along with an assessment of population status uncolored by predictions and assumptions. Not only does the model lack the power to determine the status of an ESU, there is the problem of the ESU itself. The ESU is, in effect, an aggregation of native populations that form it. Some populations are strong, others are not. The status of the ESU is determined by the status of the populations that compose it. A large strong population combined with a few small less productive populations into an ESU could lead to an ESU not being listed. This problem should cause the ODFW concern, because populations that should get conservation management protection may not get it. The status review report, however, is more concerned with trying to convince NMFS to not list steelhead than it is in making sure that native locally adapted populations that need recovery get the protection they need. I evaluated your recommendations for listing and found them more or less inconsistent with the following ESUs: Snake, Mid-Columbia, SW Washington, Willamette, and potentially the Oregon Coast ESU. Snake ESU: Population: Upper Grande Ronde Rated: Sensitive and unwarranted for minimum population abundance Comments: Minimum Populations Abundance rates this ESU as Unwarranted for listing. However, according to text on page 85, the upper Grande Ronde population has been 1/3 of estimated equilibrium population size. This population has declined since 1989 to very low levels and shows little if any sign of rebounding. The rating of unwarranted on page 99 is inconsistent with the assessment of this population on page 85, and this inconsistency is not explained. Consequently, the unwarranted rating appears to be a mistake, and may have an effect on the Snake ESU status for Oregon (see table 34, page 99). Mid - Columbia ESU: Populations: Deschutes River, lower mainstem John Day, and SF John Day: Rated: Sensitive and unwarranted Minimum Population Abundance Comments: Deschutes River On page 75 of the status review, it says: "the native steelhead population will remain at very high risk" (until stray steelhead numbers are reduced). On page 80: The "reproductive ability of this population has failed dramatically in the last 3 brood years with an average of only 1 recruit produced for every 10 spawners. Clearly the probability of extinction will go to a level of 1.0 (meaning extinct) if reproductive performance remains at the current level..." On page 81: "Deschutes wild steelhead populations are not self-sustaining, at least in the last three years." The status review is not consistent with the rating of unwarranted for this population on page 99 under Minimum Population Abundance. This inconsistency is not explained. John Day River The lower mainstem and SF John Day River are rated as unwarranted under the category Minimum Population Abundance. On page 78, "the lower mainstem, upper mainstem and the South Fork John Day populations have remained in a depressed state for several years. During the last 4-years, they have been less than 1/3 of the equilibrium level estimated for these populations... The low levels observed for these populations in the 1990s extends over a longer period of time than during the last low population level in the 1970s." "...the South Fork and the lower mainstem show the least indication of bouncing back to equilibrium abundance levels." "...the lower mainstem and SF John Day populations are the least healthy of the five populations" in the John Day." "a clear signal that steelhead densities in this basin have bottomed-out and are returning to expected levels is not suggested by the data." "Should this....continue....two or three more years...would be grounds for being concerned about the....productivity and health of these populations." The status report findings are not consistent with the conclusions in the report regarding the Deschutes and John Day rivers. This inconsistency is not explained. It appears that this inconsistency has been overlooked in development of recommendations because the recommendation of sensitive for this ESU rather than threatened or endangered is not supported by the data base. As stated above, I believe the lack power in the extinction model due to poor data and the assumptions used is one problem. Another problem is the model is being used to overwhelm the data that is known about populations. As stated in the text, the model concluded for the Deschutes River the population would not go extinct in the next 100 years, but, as you noted on page 81, the facts did not agree with the model's findings. I believe the model's findings for the John Day is likewise flawed and ignores the data on population status. S.W. Washington ESU: Rated: Minimum Population Abundance: Not Warranted, and recommended Sensitive. Comments: On page 43 of the report it says: "The lack of abundance data for the populations in Oregon's portion of the ESU makes it difficult to assess their status." This No Data No Problem assessment leads to the conclusion: "that these populations are not at risk of extinction." While this may be true, how does the ODFW know its true? There is no data support for the conclusion. This section, more than other ESU evaluations, reveals the strong bias in the status report to minimize problems and to protect steelhead from being listed as a federal protected species. The status review says this about the evaluation used: "Based on a rough averaging...it was inferred that the SW Washington ESU populations in Oregon were not at immediate risk, although they are likely to decline." Most populations in the ESU have been exposed to large hatchery releases for decades, wild runs have been blocked at hatcheries to protect the hatcheries form disease, and they have been exposed to heavy fishing pressure as well a the usual habitat degradation. Consequently, the conclusion for this ESU is probably not correct, but the status review doesn't present information to refute the conclusion or to support it. Oregon Coast ESU: Rated: Minimum Population Abundance: Not Warranted, and recommended Sensitive. Comments: The status review of this ESU samples only a few of the populations that exist. For example, the South Umpqua winter steelhead are not mentioned, yet they are one of the most depleted wild steelhead populations in the state. Another "extremely depressed" population that was mentioned is the Siletz summer steelhead. The rating of this ESU as sensitive may be true, but the data base is not strong and some very depleted populations were not evaluated, so the ESU could also be threatened. A lot of emphasis has been placed on promises to reduce hatchery fish programs in many basins, but there is no analysis of how these hatchery program may have affected the fitness of the locally adapted populations in this ESU. If these locally adapted populations have reduced productive capacity due to harvest and interactions with hatchery fish, then the conclusion of the report may be incorrect. However, the report doesn't present enough information to actually evaluate the status of wild steelhead in this ESU and fails altogether to evaluate some populations that are in trouble. Klamath Mountains Province ESU Rating: Listing not warranted. Comments: The middle Rogue summer steelhead are identified as populations in severe decline. The report says: "There is good reason to be concerned about its continued existence" (page 22). A disturbing aspect in the report is the very different conclusions about the status of wild steelhead in this ESU developed by NMFS and ODFW. The NMFS evidence that wild steelhead in this ESU are declining and were unable to demonstrate that any steelhead stocks are naturally self-sustaining. While the report seeks to explain the reason why ODFW and NMFS reviews are in contradiction of one another, it is apparent there is a dispute that should be resolved by a thorough independent scientific review. Willamette ESU Rating: Threatened Comments: The status review for this ESU shows that recruits per spawner are near or below replacement, the native steelhead are exposed to interbreeding with exotic, domesticated winter and summer steelhead stocks, and most steelhead populations have declined to "record low spawner densities." These data could be used to argue for an endangered listing for the ESU. The evaluation of this ESU should be independently evaluated by scientists to make sure the assessment is accurate and the rating is justified. CONCLUSIONS: The status review helps identify problems that need immediate solution, but it is not adequate for describing the status of steelhead over the next 100 years and predicting the risk of extinction for all components of the steelhead metapopulation or ESU. The data base is poor, there are numerous assumptions that need to be validated, the sample of steelhead populations is small, hatchery introgression and the effect on fitness is discounted, new and future management actions are given more weight than decades of poor conservation management in terms of impact on population health, the conflict between NMFS assessments and ODFW assessments need to be resolved, the model comes to different conclusions than the data at hand regarding status of populations and generally, the status report appears to be biased toward minimizing problems of steelhead status apparently in the attempt to build a case for not listing them as federal protected species. These problems in the status report suggest to me that a more thorough independent scientific review of steelhead in Oregon needs to be completed so that the best possible assessment of steelhead status can be provided NMFS for their decision. I would appreciate the opportunity to discuss this status review in more detail in person with you. Sincerely, Bill M. Bakke, Director cc: NMFS Governor's Office Environmental groups Bill M. Bakke Native Fish Society June 20, 1997